|
|
|
PUBLIC LAW RESEARCH INSTITUTE
REPORT:
PLRI WORKING PAPERS SERIES, Fall 1996-01 This report was prepared by the Public Law Research Institute at Hastings College of the Law. It does not represent the views or policies of Hastings College of the Law, its Board of Directors or its faculty.
Introduction This paper will
discuss potential wiretapping, First Amendment, Fourth Amendment,
and tort law claims that may arise as a result of video
surveillance. Additionally, the paper will discuss how courts
have addressed similar issues throughout the country and predict
how courts will address the legal issues surrounding continuous
video surveillance in the future. FEDERAL STATUTORY AND CONSTITUTIONAL
CONSTRAINTS Title I does not mention silent video surveillance. Title I does prohibit a person from intentionally intercepting, or attempting to intercept, "any wire, oral or electronic communication. . . . "3 "Wire communication" includes "any aural transfer made . . . through the use of facilities for the transmission of communications by the aid of wire, cable, or other like connection between the point of origin and the point of reception."4 However, the legislative history of Title I clearly indicates that silent videotaping does not violate the statute. The Senate noted that:
In fact, every circuit that has addressed the issue of silent video surveillance has concluded that Title I does not cover its use.6 B.
Video Surveillance with Audio Capabilities. Thus, any continuous
video surveillance that also has an audio component must comply
with the Title I. If a continuous video surveillance device can
intercept sound, and the surveillance constitutes a search, the
police must first obtain a warrant prior to the installation of
the device. As will be discussed below, however, it appears that
most video surveillance does not implicate the Fourth Amendment,
and thus the limits of Title I will not present a concern for
video surveillance even with audio capabilities. II.
Potential Fourth Amendment Implications of Video Surveillance of
Public Streets. The Supreme Court
has adopted a two-part test to determine whether or not policy
activity constitutes a search of an individual: (1) Has the
individual manifested a subjective expectation of privacy? and,
(2) Is society prepared to recognize that expectation as
reasonable or legitimate?16 This test balances the privacy interests
of individuals against society's desire to maintain effective law
enforcement.17 A.
Video Surveillance Of Public Streets.
Furthermore "[n]othing in the Fourth Amendment prohibited the police from augmenting the sensory faculties bestowed upon them at birth with such enhancement as science and technology afforded to them."21 Courts, for the most part, have allowed police to employ videotaping to view individuals on public roads.22 Transactions in plain view in a public forum simply do not implicate the Fourth Amendment.23 In United States v. Sherman, the Court of Appeals for the Ninth Circuit, in an unpublished decision held that individuals videotaped in public view have no reasonable expectations of privacy, and could not challenge the government's use of the videotape at trial as violating the Fourth Amendment. The court reasoned that:
2. The Minority View: The
Fourth Amendment Is Violated. Video surveillance, it is argued, constitutes a search in violation of the Fourth Amendment, because video surveillance enhances law enforcement's ability to visualize an individual's activity and these cameras can be surreptitiously placed outside of public view:
Moreover, it is argued, that law enforcement must possess an individualized suspicion prior to monitoring individuals.29 In Ybarra v. Illinois, the Supreme Court held that the police cannot engage in a search of everyone in a particular establishment, merely because they have reason to believe that one individual at that location was involved in criminal activity.30 Rather, the police must have an "individualized suspicion" that each person whom they decided to search was involved in criminal activity.31 Because video surveillance acts as "mass monitoring" of citizens, law enforcement does not possess individualized suspicion and the surveillance violates the Fourth Amendment.32 However, in order
for this theory to be valid, a court must first determine that
the use of video cameras constitutes a search. If the video
monitoring constitutes a search, then under the Supreme Court's
requirement of "individualized suspicion," the search
would violate the Fourth Amendment. Granholm's argument that
continuous video surveillance constitutes a search in violation
of the Fourth Amendment has not been accepted by any court to
date. Because most courts recognize the inherent need for such
devices to protect the public, and because the use of video
surveillance only monitors individuals in public places, courts
have held that such devices do not violate the Katz
definition of a search.33 B.
Possible Restrictions on Public Video Surveillance. 1. Rotating
Cameras and the Fourth Amendment While Fourth Amendment issues regarding continuous rotating video-surveillance cameras have not been adjudicated,37 similar issues have arisen in lower courts. For example, courts have had to decide whether an officer violates an individual's Fourth Amendment rights when he views a residence through a telescope or binoculars from a public place.38 Most lower courts have held that such surveillance does not violate the Fourth Amendment, because officers utilizing these visual enhancing devices do so within publicly accessible spaces, and because the devices are physically non-intrusive. In Fullbright v. United States, the Court of Appeals for the Tenth Circuit upheld a warrantless binocular surveillance of a home.39 The court in Fullbright reasoned that because the surveillance occurred from public space, and because the surveillance did not physically intrude upon an individual's home, no violation of the Fourth Amendment occurred.40 Some courts, however, disagree. These courts have determined that the viewing of a home with binoculars or a telescope violates the Fourth Amendment. In United States v. Taborda,41 the court held unconstitutional observations made by Drug Enforcement Agents with the aid of telescopic binoculars. The Taborda court noted that there was a high level of privacy expectation in an individual's home, and there existed a presumption of unconstitutionality of surveillance employing technologically enhanced devices.42 The dissent, quite curtly, summarized the position of a majority of courts: "In my judgment there can be no reasonable expectation of privacy with respect to what can be seen by means of a long-familiar and generally used optical instrument."43 Based on Supreme Court precedent, as well as most lower court decisions, it is reasonable to conclude that rotating video cameras which have the capability of viewing activity occurring on an individual's private property would not violate the Fourth Amendment. First, the cameras would presumably be placed in publicly accessible space -- on a telephone pole, in a tree or at a bus depot -- and moreover, the camera would not physically intrude on an individual's private property. Thus, rotating video cameras viewing criminal activity occurring on an individual's private property -- in her living room while the shades are open, in an apartment lobby or in a car -- would not be a search, and the Fourth Amendment would not apply. 2. Video Cameras with
sensory-enhancing devices A search that
reveals information within a private place that could not be
discerned by the naked eye violates the Fourth Amendment
protection against unreasonable searches.44 In United States v. Karo, the
Supreme Court held unconstitutional the monitoring of the
movement of a container of chemicals inside various houses by the
police. The Court concluded that "[i]ndiscriminate
monitoring of property that has been withdrawn from public view
would present far too serious a threat to privacy interests in
the home to escape entirely some sort of Fourth Amendment
oversight."45 While binoculars magnify, they only have
the capability of viewing events exposed to the public. If the
shades are closed in an apartment, even very strong binoculars
could not penetrate that shield. However, if a video camera had
an infrared filtering device that had the capability to view
things that a reasonable person sought to eliminate from public
view, Fourth Amendment concerns would arise. III.
Video Surveillance and the "Chilling Effect." The Supreme Court has found that constitutional violations may arise from the chilling effect of government regulations.47 In none of those cases, however, did the unconstitutional chilling effect arise simply from "the individual's knowledge that a governmental agency was engaged in certain activities or from the individual's concomitant fear that, armed with the fruits of those activities, the agency might in the future take some other and additional action detrimental to that individual."48 Rather, in order for a private individual to be able to challenge an activity as violating the First Amendment, an individual must "show that he has sustained, or is immediately in danger of sustaining a direct injury as a result of that action."49 Additionally,
This two part test relies on an objective, not subjective analysis.51 Thus, in order to show that a first amendment violation has arisen as a result of law enforcement's use of video surveillance, an individual must show: (1) actual, objective harm, and, (2) that the restriction on speech is severe, and not outweighed by a legitimate government interest. First, showing actual, objective, harm may be an insurmountable task for an individual challenging the constitutionality of video surveillance. In order to sustain a First Amendment claim of a "chilling effect," an individual must prove that she experienced actual mental anguish or distress as a result of the surveillance.52 Since police officers already patrol the streets, it seems inconceivable that a court would consider a video camera which "observes" the same public area could harm an individual.53 Second,
the protection of the public from crime outweighs any potential
restriction on an individual's speech as a result of video
surveillance. Video surveillance has been recognized as one of
the most mentally disconcerting forms of monitoring performed by
the government.54 In fact, the Fifth Circuit has noted that
"this type of surveillance provokes an immediate negative
visceral reaction: indiscriminate video surveillance raises the
specter of the Orwellian State."55 However, the protection of individuals
from harm and crime is considered a paramount concern of the
state,56 and legislatures have broad powers to
protect communities from harm.57 Thus, even if an individual can show the
severe intrusion of privacy rights by the government, in order to
sustain a claim of a "chilling effect," an individual
would have to overcome the state's legitimate interest in
curtailing the crime rate. POTENTIAL TORT LIABILITY Under current California law, it is apparent that use of video surveillance would not give rise to a cause of action for the invasion of an individual's privacy under tort law. First, the use of continuous video surveillance occurs on public streets. California courts have been reluctant to expand tort liability to cover an individual who knowingly exposes herself to the public view.61 In fact, in Aisenson v. American Broadcasting Co., Inc.,62 a California court held that the videotaping of an individual on a public street did not constitute an unreasonable intrusion into that person's solitude. The court stated that
However, where an individual subjects herself to the public view by, for example, parking her car on a public street, no invasion of privacy occurs if her activity is videotaped. The Aisenson court further noted that even video cameras with sensory enhancing devices do not give rise to tort action if the use of video taping occurred in a public forum, such as a city street. This is permissible because the individual was in public view. Second, video cameras do not physically intrude into a person's sphere of privacy, and any invasion of privacy is minimal. Thus, because video surveillance occurs in a public forum -- a city street -- and because the surveillance is physically non-intrusive, tort liability would be precluded under current California tort law. CONCLUSION
Footnotes 2. 18 U.S.C. § 2510. back to text 3. 18 U.S.C. § 2511(1)(a). back to text 4. 18 U.S.C. §2510(1). Additionally, oral communications are defined as "any oral communication uttered by a person exhibiting an expectation that such communication is not subject to interception under circumstances justifying such expectation . . . ." 18 U.S.C. § 2510(2). back to text 5. S.Rep. No. 541, 99th Cong., 2d Sess. 16-17. back to text 6. See, e.g., United States v. Falls, 34 F.3d 674, 679 (8th Cir. 1994); United States v. Biasucci, 786 F.2d 504, 508,09 (2d Cir. 1986); United States v. Torres, 751 F.2d 875, 879 (7th Cir. 1985). back to text 7. 18 U.S.C. §2510 (emphasis added). back to text 8. 434 U.S. 159 (1977). back to text 9. Title III, for purposes of audio and video surveillance is the same statute as Title I. back to text 10. Pen registers record phone numbers that a telephone subscriber is dialing. back to text 11. Id. at 167. back to text 12. U.S. Const., amend. IV. back to text 13. 389 U.S. 347 (1967). back to text 14. Id. at 359. back to text 15. Id. back to text 16. See Katz, 389 U.S. at 361 (Harlan, J., concurring); Smith v. Maryland, 442 U.S. 735 (1979). back to text 17. See Berger v. New York, 388 U.S. 41, 53 (1967). The Berger Court noted that the goal of the Fourth Amendment was as follows:
18. See California v. Ciraolo, 476 U.S. 207, 213-14 (1986); Illinois v. Andreas, 463 U.S. 765, 771 (1983). back to text 19. McCray v. State, 581 A.2d 45 (Ct. App. Md. 1990). back to text 20. 468 U.S. 276, 281-82 (1983). back to text 21. 468 U.S. at 282; see United States v. Jones, 31 F.3d 1304, 1317 (4th Cir. 1994) (Ervin, C.J., concurring in part). back to text 22. United States v. Taketa, 923 F.2d 665, 677 (9th Cir. 1991); United States v Broadhurst, 805 F.2d 849, 855-56 (9th Cir. 1986). back to text 23. United States v. Sherman, 990 F.2d 1265 (9th Cir. 1993). back to text 24. 990 F.2d at 1265 (internal quotations omitted) (citing United States v. Taketa, 923 F.2d 665, 677 (9th Cir. 1991)). back to text 25. Jennifer Mulhern Granholm, Video Surveillance on Public Streets: The Constitutionality of Invisible Citizen Searches, 64 U. Det. L. Rev. 687 (1987) (hereinafter "Granholm"). back to text 26. Id. at 695. back to text 27. Id. back to text 28. Id. back to text 29. Ybarra v. Illinois, 444 U.S. 85 (1979). back to text 30. Id. at 89. back to text 31. Id. back to text 32. Granholm, supra note 25, at 702. back to text 33. See generally United States v. Sherman, 990 F.2d 1265, 1265 (9th Cir. 1993) (unpublished decision) (holding that because individuals were standing on a public street, everything caught on video was constitutional, because there is no Fourth Amendment right to be free from surveillance in any public area). back to text 34. See id. back to text 35. Florida v. Reilly, 488 U.S. 445 (1989); California v. Ciraolo, 476 U.S. 207 (1986). back to text 36. If an individual has a reasonable expectation of privacy, and the government breaches that reasonable expectation, then the activity would violate the Katz test. See supra part II.A. back to text 37. Interestingly, in cities such as Redwood City and Baltimore, where video and audio surveillance is underway, law enforcement agents note that they can focus their sensors to listen to conversations inside houses, or tilt their cameras to look inside windows. 2/8/96 Star. Trib. (Minneapolis-St. Paul) 16A. back to text 38. See Note, Telescopes, Binoculars and the Fourth Amendment, 67 Cornell L. Rev. 379 (1982); see also On Lee v. United States, 343 U.S. 747, 754 (1952) ([t]he use of bifocals, field glasses or the telescope to magnify the object of a witness's vision is not a forbidden search"). However, the applicability of On Lee is in question, since it was decided before Katz, and well before the advent of video-cameras. back to text 39. 392 F.2d 432, 434 (10th Cir. 1968); see United States v. Christensen, 524 F. Supp. 344, 346-48 (N.D. Ill. 1981); United States v. Grimes, 426 F.2d 706, 708 (5th Cir. 1970). back to text 40. Id. back to text 41. 635 F.2d 131 (2d Cir. 1980). back to text 42. Id. at 135-37. back to text 43. Id. at 140 (Dumbauld, Sr. District Judge, dissenting). back to text 44. United States v. Karo, 468 U.S. 705 (1984). back to text 45. Id. at 722. back to text 46. David E. Steinberg, Making Sense of Sense-Enhanced Searches, 74 Minn. L. Rev. 563, 570-71 (1990); see Laird v. Tatum, 408 U.S. 1, 11 (1972); Philadelphia Newspapers, Inc. v. Hepps, 475 U.S. 767, 777 (1986); Karo, 468 U.S. at 735 (Stevens, J., dissenting). 47. See, e.g., Baird v. State Bar of Ariz., 401 U.S. 1 (1971); Keyishian v. Board of Regents, 385 U.S. 589 (1967). 49. Id. at 12 (quoting Ex parte Levitt, 302 U.S. 633, 634 (1937) (internal quotations and punctuation omitted)). 50. Granholm, supra note 25, at 710 (quoting Younger v. Harris, 401 U.S. 37, 51 (1971)). back to text 51. United Public Workers of Am. v. Mitchell, 330 U.S. 75, 89 (1947). back to text 52. Laird, 408 U.S. at 10. back to text 53. Additionally, courts have never sustained a First Amendment claim when law enforcement make use of undercover agents in public areas. Granholm, supra note 20 at 708. back to text 54. United States v. Cuevas-Sanchez, 821 F.2d 248, 50-51 (5th Cir. 1987); Ricks v. State, 537 A.2d 612 (Md. 1988). back to text 55. Cuevas-Sanchez, 821 F.2d at 50-51; see also United States v. Torres, 751 F.2d 875, 877 (7th Cir. 1984) (noting that video surveillance is "reminiscent of the 'telescreens' by which 'Big Brother' in George Orwell's 1984 maintained visual surveillance of the entire population . . ."). Note, however, that courts at the same time, do not find these devices physically intrusive for purposes of the Fourth Amendment. See Torres, 751 F.2d at 874. back to text 56. See generally Addington v. Texas, 441 U.S. 418, 430-31 (1979) ("[T]he state has authority under its police power to protect the community from the dangerous tendencies of some" individuals.). back to text 57. Accord Jacobson v. Massachusetts, 191 U.S. 11, 25-29 (1905); Hawaii v. Standard Oil Co., 405 U.S. 251, 257-59 (1972); Mormon Church v. United States, 136 U.S. 1, 56-58 (1890). back to text 58. See, e.g., Dietemann v. Time, Inc., 449 F.2d 245 (9th Cir. 1971). back to text 59. See Johnson v. Hartcourt, Brace, Jovanovich, Inc., 43 Cal. App. 3d 880, 885 (2d Dist. 1975). back to text 60. The other three privacy torts generally relate to the publishing of information that is either untrue, or unnecessarily intrusive into an individual's private life. Most often, these individuals are professional athletes, actors and other high-profile individuals. back to text 61. People v. Triggs, 26 Cal. App. 3d 381 (1972) (no privacy right for an individual making use of the public portion of a public restroom). back to text 62. 220 Cal. App. 3d 146 (2d Dist. 1990). back to text 63. Id. at 161. back to text
| ||||||||||||||||||||
| ©1993-2004, PLRI UC Hastings College of the Law, 200 McAllister Street, San Francisco CA 94102 - 415.581.8942 auto email: plri@uchastings.edu |